AI enforcement · Securities and Exchange Commission

Brian Sewell and Rockwell Capital Management settle SEC charges

Brian Sewell and Rockwell Capital Management · settled · what the party said about AI. The newest step in this record is dated 2 Feb 2024.

The agency’s words

quoted from the release
Party
Brian Sewell and his company, Rockwell Capital Management — SEC.gov | SEC Charges Founder of American Bitcoin Academy Online Crypto Course with Fraud Targeting Students
AI
which would use cutting-edge technologies like artificial intelligence and trading strategies involving crypto assets to generate returns for investors — SEC.gov | SEC Charges Founder of American Bitcoin Academy Online Crypto Course with Fraud Targeting Students
Alleged
The SEC says: The SEC alleges that the fraudulent scheme cost 15 students $1.2 million. — SEC.gov | SEC Charges Founder of American Bitcoin Academy Online Crypto Course with Fraud Targeting Students
Docket
The release names no docket number.

Every step

oldest first
  1. 2 Feb 2024 Brian Sewell and Rockwell Capital Management settle SEC charges · settled Brian Sewell and his company, Rockwell Capital Management, agreed to settle fraud charges — SEC.gov | SEC Charges Founder of American Bitcoin Academy Online Crypto Course with Fraud Targeting Students; date from the release’s date line, “Washington D.C., Feb. 2, 2024 —”

Cite this action

jesseahawkins.com, “Brian Sewell and Rockwell Capital Management: SEC action that names AI”, AI enforcement record, release read 3 Nov 2026. https://jesseahawkins.com/rules/enforcement/sec-sewell/

Sources

enforcement.csv Every dataset → Status → Glossary →