{"title":"The AI enforcement record: each FTC, SEC, Justice Department and FCC action that names AI, quoted","page":"https://jesseahawkins.com/rules/enforcement/","csv":"https://jesseahawkins.com/rules/enforcement/enforcement.csv","terms":["US federal government work","quoted from the agency’s release, with a link to it"],"checked":"2026-11-03","nextCheckBy":"2026-12-03","fields":[{"name":"id","type":"string"},{"name":"agency","type":"string"},{"name":"party","type":"string"},{"name":"matter","type":"string"},{"name":"status","type":"string"},{"name":"first_date","type":"string"},{"name":"last_date","type":"string"},{"name":"steps","type":"string"},{"name":"party_quote","type":"string"},{"name":"ai_quote","type":"string"},{"name":"claim_quote","type":"string"},{"name":"docket","type":"string"},{"name":"docket_quote","type":"string"},{"name":"last_step_quote","type":"string"},{"name":"last_release_title","type":"string"},{"name":"last_release_url","type":"string"},{"name":"last_kept_copy","type":"string"},{"name":"last_kept_sha256","type":"string"},{"name":"related","type":"string"},{"name":"page","type":"string"},{"name":"license","type":"string"},{"name":"notice","type":"string"}],"rowCount":39,"rows":[{"id":"doj-raz","agency":"DOJ","party":"Ilit Raz","matter":"ai-claims","status":"plea","first_date":"2024-06-11","last_date":"2026-09-11","steps":"2024-06-11 charged; 2026-09-11 plea","party_quote":"ILIT RAZ, the founder and former Chief Executive Officer of Joonko Diversity, Inc.","ai_quote":"Joonko was a company that purported to offer an artificial intelligence-based product designed to help prospective employers identify and hire job candidates from diverse backgrounds","claim_quote":"with securities fraud and wire fraud for defrauding investors and misleading them about core aspects of the company she founded, including the identity and quantity of Joonko’s customers and Joonko’s revenue","docket":null,"docket_quote":null,"last_step_quote":"pled guilty to securities fraud for her role in a scheme to defraud investors","last_release_title":"Founder And Former CEO Of Artificial Intelligence Company Pleads Guilty To Securities Fraud","last_release_url":"https://www.justice.gov/usao-sdny/pr/founder-and-former-ceo-artificial-intelligence-company-pleads-guilty-securities-fraud","last_kept_copy":"data/sources/enforcement/kept/doj-2026-09-raz-plea/2026-11-03.json.gz","last_kept_sha256":"29056fea16ca8923af08779d70b7fd3bb2cbd565fcc3d5b97e26af529fa4f78d","related":"sec-raz","page":"https://jesseahawkins.com/rules/enforcement/doj-raz/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"ftc-1010-digital-works","agency":"FTC","party":"1010 Digital Works LLC","matter":"ai-claims","status":"settled","first_date":"2026-05-21","last_date":"2026-08-27","steps":"2026-05-21 proposed-settlement; 2026-08-27 settled","party_quote":"Wisconsin-based 1010 Digital Works LLC","ai_quote":"falsely claiming to offer an AI-powered service that could target localized ads based on conversations captured from consumers’ smart devices and that consumers had opted into such targeting","claim_quote":"deceived customers by claiming they used a special algorithm to listen in on and detect pertinent conversations from smart devices in order to target ads to consumers within a specific geographic region","docket":null,"docket_quote":null,"last_step_quote":"The Federal Trade Commission finalized orders requiring Cox Media Group (CMG) and two other firms to pay a total of $930,000","last_release_title":"FTC Finalizes Orders with Cox Media Group, Two Other Firms Settling Charges They Deceived Customers About “Active Listening” AI-Powered Marketing Service","last_release_url":"https://www.ftc.gov/news-events/news/press-releases/2026/08/ftc-finalizes-orders-cox-media-group-two-other-firms-settling-charges-they-deceived-customers-about","last_kept_copy":"data/sources/enforcement/kept/ftc-2026-08-cox-final/2026-11-03.html.gz","last_kept_sha256":"fb274a3dea6c1f2888d11441d00a6649438c0a2f71f3aaa1b9c0188762cd90ad","related":"ftc-cox-media-group; ftc-mindsift","page":"https://jesseahawkins.com/rules/enforcement/ftc-1010-digital-works/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"ftc-cox-media-group","agency":"FTC","party":"Cox Media Group","matter":"ai-claims","status":"settled","first_date":"2026-05-21","last_date":"2026-08-27","steps":"2026-05-21 proposed-settlement; 2026-08-27 settled","party_quote":"Georgia-based media and marketing company CMG Media Corporation, which does business as Cox Media Group","ai_quote":"falsely claiming to offer an AI-powered service that could target localized ads based on conversations captured from consumers’ smart devices and that consumers had opted into such targeting","claim_quote":"deceived customers by claiming they used a special algorithm to listen in on and detect pertinent conversations from smart devices in order to target ads to consumers within a specific geographic region","docket":null,"docket_quote":null,"last_step_quote":"The Federal Trade Commission finalized orders requiring Cox Media Group (CMG) and two other firms to pay a total of $930,000","last_release_title":"FTC Finalizes Orders with Cox Media Group, Two Other Firms Settling Charges They Deceived Customers About “Active Listening” AI-Powered Marketing Service","last_release_url":"https://www.ftc.gov/news-events/news/press-releases/2026/08/ftc-finalizes-orders-cox-media-group-two-other-firms-settling-charges-they-deceived-customers-about","last_kept_copy":"data/sources/enforcement/kept/ftc-2026-08-cox-final/2026-11-03.html.gz","last_kept_sha256":"fb274a3dea6c1f2888d11441d00a6649438c0a2f71f3aaa1b9c0188762cd90ad","related":"ftc-mindsift; ftc-1010-digital-works","page":"https://jesseahawkins.com/rules/enforcement/ftc-cox-media-group/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"ftc-mindsift","agency":"FTC","party":"MindSift LLC","matter":"ai-claims","status":"settled","first_date":"2026-05-21","last_date":"2026-08-27","steps":"2026-05-21 proposed-settlement; 2026-08-27 settled","party_quote":"New Hampshire-based MindSift LLC","ai_quote":"falsely claiming to offer an AI-powered service that could target localized ads based on conversations captured from consumers’ smart devices and that consumers had opted into such targeting","claim_quote":"deceived customers by claiming they used a special algorithm to listen in on and detect pertinent conversations from smart devices in order to target ads to consumers within a specific geographic region","docket":null,"docket_quote":null,"last_step_quote":"The Federal Trade Commission finalized orders requiring Cox Media Group (CMG) and two other firms to pay a total of $930,000","last_release_title":"FTC Finalizes Orders with Cox Media Group, Two Other Firms Settling Charges They Deceived Customers About “Active Listening” AI-Powered Marketing Service","last_release_url":"https://www.ftc.gov/news-events/news/press-releases/2026/08/ftc-finalizes-orders-cox-media-group-two-other-firms-settling-charges-they-deceived-customers-about","last_kept_copy":"data/sources/enforcement/kept/ftc-2026-08-cox-final/2026-11-03.html.gz","last_kept_sha256":"fb274a3dea6c1f2888d11441d00a6649438c0a2f71f3aaa1b9c0188762cd90ad","related":"ftc-cox-media-group; ftc-1010-digital-works","page":"https://jesseahawkins.com/rules/enforcement/ftc-mindsift/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"doj-zheng-smuggle","agency":"DOJ","party":"Stanley Yi Zheng, Matthew Kelly and Tommy Shad English","matter":"ai-technology","status":"charged","first_date":"2026-03-25","last_date":"2026-03-25","steps":"2026-03-25 charged","party_quote":"Stanley Yi Zheng, Matthew Kelly, and Tommy Shad English","ai_quote":"a sophisticated scheme to illegally export sensitive U.S. artificial intelligence technology","claim_quote":"The three defendants are alleged to have sought millions of dollars’ worth of export-controlled computer chips from a California-based computer hardware company for illegal shipment to China through Thailand.","docket":null,"docket_quote":null,"last_step_quote":"Stanley Yi Zheng, Matthew Kelly, and Tommy Shad English have been charged with conspiring to commit smuggling and export control violations.","last_release_title":"Chinese national and two U.S. citizens charged with conspiring to smuggle artificial intelligence technology to China","last_release_url":"https://www.justice.gov/usao-ndga/pr/chinese-national-and-two-us-citizens-charged-conspiring-smuggle-artificial","last_kept_copy":"data/sources/enforcement/kept/doj-2026-03-smuggle-ndga/2026-11-03.json.gz","last_kept_sha256":"9a9a06917f21b2235bbc2623fe4f3a9e7f89a7c0dc63c08ed651c780fc1939b6","related":null,"page":"https://jesseahawkins.com/rules/enforcement/doj-zheng-smuggle/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"ftc-air-ai","agency":"FTC","party":"Air AI Technologies","matter":"ai-claims","status":"proposed-settlement","first_date":"2025-08-25","last_date":"2026-03-24","steps":"2025-08-25 charged; 2026-03-24 proposed-settlement","party_quote":"Delaware-based technology company Air AI Technologies (also doing business as Air AI, Air.AI, Scale 13), its owners—Caleb Matthew Maddix, Ryan Paul O’Donnell, and Thomas Matthew Lancer—and five other companies","ai_quote":"“Companies that market AI-related tools with false promises of unrealistic investment returns and guaranteed refunds harm hardworking small business owners and undermine legitimate business’s adoption of AI,”","claim_quote":"The FTC alleges consumers, many of whom are small business owners, lose as much as $250,000 and are often left in debt after relying on Air AI’s false promises.","docket":null,"docket_quote":null,"last_step_quote":"Air AI will be banned from marketing business opportunities as part of a settlement with the Federal Trade Commission","last_release_title":"Air AI and its Owners will be Banned from Marketing Business Opportunities to Settle FTC Charges the Company Misled Many Entrepreneurs and Small Businesses","last_release_url":"https://www.ftc.gov/news-events/news/press-releases/2026/03/air-ai-its-owners-will-be-banned-marketing-business-opportunities-settle-ftc-charges-company-misled","last_kept_copy":"data/sources/enforcement/kept/ftc-2026-03-air-ai/2026-11-03.html.gz","last_kept_sha256":"6c3a448d987b747f11e5860b0238227bfa712b0a838a90f89263f9d836ae3b4f","related":null,"page":"https://jesseahawkins.com/rules/enforcement/ftc-air-ai/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"doj-liaw-divert","agency":"DOJ","party":"Yih-Shyan Liaw, Ruei-Tsang Chang and Ting-Wei Sun","matter":"ai-technology","status":"charged","first_date":"2026-03-19","last_date":"2026-03-19","steps":"2026-03-19 charged","party_quote":"YIH-SHYAN “Wally” LIAW, RUEI-TSANG “Steven” CHANG, and TING-WEI “Willy” SUN","ai_quote":"integrating sophisticated U.S. artificial intelligence technology to China","claim_quote":"for conspiring to divert high-performance computer servers assembled in the United States and integrating sophisticated U.S. artificial intelligence technology to China, in violation of U.S. export controls laws","docket":null,"docket_quote":null,"last_step_quote":"announced today the unsealing of an Indictment charging YIH-SHYAN “Wally” LIAW, RUEI-TSANG “Steven” CHANG, and TING-WEI “Willy” SUN","last_release_title":"Three Charged With Conspiring To Unlawfully Divert U.S. Artificial Intelligence Technology To China","last_release_url":"https://www.justice.gov/usao-sdny/pr/three-charged-conspiring-unlawfully-divert-us-artificial-intelligence-technology-china","last_kept_copy":"data/sources/enforcement/kept/doj-2026-03-divert-sdny/2026-11-03.json.gz","last_kept_sha256":"6af539ada8c30fbb6f6bcc6281f1a7ae7fd2d7913e6eacebfc1bf0c03cdda0f2","related":null,"page":"https://jesseahawkins.com/rules/enforcement/doj-liaw-divert/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"doj-michael-smith","agency":"DOJ","party":"Michael Smith","matter":"ai-use","status":"plea","first_date":"2024-09-04","last_date":"2026-03-19","steps":"2024-09-04 charged; 2026-03-19 plea","party_quote":"MICHAEL SMITH","ai_quote":"a scheme to create hundreds of thousands of songs with artificial intelligence and use automated programs called “bots” to stream the AI-generated songs billions of times","claim_quote":"SMITH fraudulently obtained more than $10 million in royalty payments through his scheme.","docket":null,"docket_quote":null,"last_step_quote":"SMITH pled guilty today to conspiracy to commit wire fraud","last_release_title":"North Carolina Man Pleads Guilty To Music Streaming Fraud Aided By Artificial Intelligence","last_release_url":"https://www.justice.gov/usao-sdny/pr/north-carolina-man-pleads-guilty-music-streaming-fraud-aided-artificial-intelligence-0","last_kept_copy":"data/sources/enforcement/kept/doj-2026-03-streaming-plea/2026-11-03.json.gz","last_kept_sha256":"b5d0bcd54ddb314172c526760204d05e23b4cd4c3cdc60271560a68f9a205dee","related":null,"page":"https://jesseahawkins.com/rules/enforcement/doj-michael-smith/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"ftc-rytr","agency":"FTC","party":"Rytr","matter":"ai-use","status":"set-aside","first_date":"2024-09-25","last_date":"2025-12-22","steps":"2024-09-25 proposed-settlement; 2024-12-18 settled; 2025-12-22 set-aside","party_quote":"Since April 2021, Rytr has marketed and sold an AI “writing assistant” service","ai_quote":"Since April 2021, Rytr has marketed and sold an AI “writing assistant” service","claim_quote":"The complaint charges Rytr with violating the FTC Act by providing subscribers with the means to generate false and deceptive written content for consumer reviews.","docket":null,"docket_quote":null,"last_step_quote":"Today, the Federal Trade Commission issued an order to reopen and set aside a 2024 final consent order involving Rytr LLC.","last_release_title":"FTC Reopens and Sets Aside Rytr Final Order in Response to the Trump Administration’s AI Action Plan","last_release_url":"https://www.ftc.gov/news-events/news/press-releases/2025/12/ftc-reopens-sets-aside-rytr-final-order-response-trump-administrations-ai-action-plan","last_kept_copy":"data/sources/enforcement/kept/ftc-2025-12-rytr-set-aside/2026-11-03.html.gz","last_kept_sha256":"8bae5fefd2cea9cd2796f1fe2fb1ec29a5e3acf636e287e333b12e7d319b8c95","related":null,"page":"https://jesseahawkins.com/rules/enforcement/ftc-rytr/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"doj-ho-export","agency":"DOJ","party":"Hon Ning Ho, Brian Curtis Raymond, Cham Li and Jing Chen","matter":"ai-technology","status":"charged","first_date":"2025-11-21","last_date":"2025-11-21","steps":"2025-11-21 charged","party_quote":"two U.S. citizens and two nationals of the People’s Republic of China (PRC)—all residing in the United States—have been charged","ai_quote":"cutting-edge NVIDIA Graphics Processing Units (GPUs), which have artificial intelligence (AI) applications","claim_quote":"charged with a conspiracy to illegally export cutting-edge NVIDIA Graphics Processing Units (GPUs), which have artificial intelligence (AI) applications, to the PRC","docket":null,"docket_quote":null,"last_step_quote":"have been charged with a conspiracy to illegally export cutting-edge NVIDIA Graphics Processing Units (GPUs)","last_release_title":"U.S. Citizens And Chinese Nationals Arrested For Exporting Artificial Intelligence Technology To China","last_release_url":"https://www.justice.gov/usao-mdfl/pr/us-citizens-and-chinese-nationals-arrested-exporting-artificial-intelligence","last_kept_copy":"data/sources/enforcement/kept/doj-2025-11-export-mdfl/2026-11-03.json.gz","last_kept_sha256":"b915473dd2315d83ea075ccd138eafddb4d33c614d87db1bbba9cc77e26d629d","related":null,"page":"https://jesseahawkins.com/rules/enforcement/doj-ho-export/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"ftc-workado","agency":"FTC","party":"Workado, LLC","matter":"ai-claims","status":"settled","first_date":"2025-04-28","last_date":"2025-08-28","steps":"2025-04-28 proposed-settlement; 2025-08-28 settled","party_quote":"a proposed order requiring Workado, LLC","ai_quote":"its AI Content Detector tool was 98 percent accurate at detecting AI-generated text","claim_quote":"Workado lacks evidence to support its claims that its AI Content Detector tool was 98 percent accurate at detecting AI-generated text","docket":null,"docket_quote":null,"last_step_quote":"The Federal Trade Commission has given final approval to an order against Workado, LLC","last_release_title":"FTC Approves Final Order against Workado, LLC, Which Misrepresented the Accuracy of its Artificial Intelligence Content Detection Product","last_release_url":"https://www.ftc.gov/news-events/news/press-releases/2025/08/ftc-approves-final-order-against-workado-llc-which-misrepresented-accuracy-its-artificial","last_kept_copy":"data/sources/enforcement/kept/ftc-2025-08-workado-final/2026-11-03.html.gz","last_kept_sha256":"6f76000c6b0a68e34efd7368e9b4f3f090551a6c77bd82a175fb80b826480f8b","related":null,"page":"https://jesseahawkins.com/rules/enforcement/ftc-workado/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"ftc-click-profit","agency":"FTC","party":"Click Profit","matter":"ai-claims","status":"proposed-settlement","first_date":"2025-03-18","last_date":"2025-08-25","steps":"2025-03-18 court-order; 2025-08-25 proposed-settlement","party_quote":"a business opportunity scheme known as Click Profit","ai_quote":"using a proprietary system powered by artificial intelligence","claim_quote":"Click Profit and its owners deceived consumers by promising they could make large sums in “passive income” using a proprietary system powered by artificial intelligence","docket":null,"docket_quote":null,"last_step_quote":"The operators of an e-commerce business opportunity scheme and their companies will be permanently banned from the industry as part of a settlement","last_release_title":"FTC Case Against E-Commerce Business Opportunity Scheme and its Operators Results in Permanent Ban from Industry","last_release_url":"https://www.ftc.gov/news-events/news/press-releases/2025/08/ftc-case-against-e-commerce-business-opportunity-scheme-its-operators-results-permanent-ban-industry","last_kept_copy":"data/sources/enforcement/kept/ftc-2025-08-click-profit-ban/2026-11-03.html.gz","last_kept_sha256":"abca82732d7df8c85d300ba90a451d9125d2128622bfd411c76bd9b10633d1bb","related":null,"page":"https://jesseahawkins.com/rules/enforcement/ftc-click-profit/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"doj-tadrus","agency":"DOJ","party":"Mina Tadrus","matter":"ai-claims","status":"sentenced","first_date":"2023-09-08","last_date":"2025-08-18","steps":"2023-09-08 charged; 2025-02-13 plea; 2025-08-18 sentenced","party_quote":"Mina Tadrus, the founder and chief executive officer of Tadrus Capital, LLC","ai_quote":"its artificial intelligence-driven trading strategies would earn them guaranteed annual returns of 30% or more","claim_quote":"with wire fraud in connection with a scheme to steal from clients of his purported hedge fund","docket":null,"docket_quote":null,"last_step_quote":"Mina Tadrus was sentenced by United States District Judge Hector Gonzalez to 30 months in prison","last_release_title":"Founder of Purported Artificial Intelligence-Powered Hedge Fund Sentenced to 30 Months in Prison","last_release_url":"https://www.justice.gov/usao-edny/pr/founder-purported-artificial-intelligence-powered-hedge-fund-sentenced-30-months","last_kept_copy":"data/sources/enforcement/kept/doj-2025-08-hedge-fund-sentence/2026-11-03.json.gz","last_kept_sha256":"98fbcc81ffefa37e2a93d8a58b52540db74d6808c2a4fc6d7b85074720167b49","related":null,"page":"https://jesseahawkins.com/rules/enforcement/doj-tadrus/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"ftc-fba-machine","agency":"FTC","party":"FBA Machine","matter":"ai-claims","status":"proposed-settlement","first_date":"2024-09-25","last_date":"2025-07-30","steps":"2024-09-25 court-order; 2025-07-30 proposed-settlement","party_quote":"the scheme, which has operated under the names Passive Scaling and FBA Machine","ai_quote":"The rebranded marketing materials claim that FBA Machine uses “AI-powered” tools to help price products in the stores and maximize profits.","claim_quote":"cost consumers more than $15.9 million based on deceptive earnings claims that rarely, if ever, materialize","docket":null,"docket_quote":null,"last_step_quote":"The owner of a business opportunity scheme will be permanently banned from selling business opportunities in settlement of Federal Trade Commission allegations","last_release_title":"FTC Obtains Permanent Ban of E-Commerce Business Opportunity Scheme Operator","last_release_url":"https://www.ftc.gov/news-events/news/press-releases/2025/07/ftc-obtains-permanent-ban-e-commerce-business-opportunity-scheme-operator","last_kept_copy":"data/sources/enforcement/kept/ftc-2025-07-scheme-ban/2026-11-03.html.gz","last_kept_sha256":"15cff833ffe25220593a3ad47e5e92441287a784bec8dba83ee736fe82d3058d","related":null,"page":"https://jesseahawkins.com/rules/enforcement/ftc-fba-machine/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"doj-nadimpalli","agency":"DOJ","party":"Baba Nadimpalli","matter":"ai-claims","status":"plea","first_date":"2024-09-24","last_date":"2025-06-26","steps":"2024-09-24 charged; 2025-06-26 plea","party_quote":"Baba Nadimpalli, the founder and former Chief Executive Officer of SKAEL, Inc. (SKAEL)","ai_quote":"claimed to provide its corporate clients with artificial intelligence and automation software","claim_quote":"for defrauding investors and misleading them about the company’s revenue, annual recurring revenue (ARR), and other financial and sales information","docket":null,"docket_quote":null,"last_step_quote":"pleaded guilty in federal court yesterday to one count of securities fraud and one count of wire fraud","last_release_title":"Founder And Former CEO Of Artificial Intelligence Start-Up SKAEL Pleads Guilty To Securities Fraud And Wire Fraud","last_release_url":"https://www.justice.gov/usao-ndca/pr/founder-and-former-ceo-artificial-intelligence-start-skael-pleads-guilty-securities","last_kept_copy":"data/sources/enforcement/kept/doj-2025-06-skael-plea/2026-11-03.json.gz","last_kept_sha256":"ca5308ce4c2b6c7521511e586981f89918724232ee5ec12c162a55c9d64e5525","related":null,"page":"https://jesseahawkins.com/rules/enforcement/doj-nadimpalli/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"ftc-accessibe","agency":"FTC","party":"accessiBe","matter":"ai-claims","status":"settled","first_date":"2025-01-03","last_date":"2025-04-22","steps":"2025-01-03 proposed-settlement; 2025-04-22 settled","party_quote":"New York-based accessiBe Inc. and accessiBe Ltd. (accessiBe)","ai_quote":"it misrepresented the ability of its AI-powered web accessibility tool to make any website compliant with the Web Content Accessibility Guidelines (WCAG) for people with disabilities","claim_quote":"it misrepresented the ability of its AI-powered web accessibility tool to make any website compliant with the Web Content Accessibility Guidelines (WCAG) for people with disabilities","docket":null,"docket_quote":null,"last_step_quote":"The Federal Trade Commission has approved a final consent order against accessiBe Inc. and accessiBe Ltd. (accessiBe).","last_release_title":"FTC Approves Final Order Requiring accessiBe to pay $1 Million","last_release_url":"https://www.ftc.gov/news-events/news/press-releases/2025/04/ftc-approves-final-order-requiring-accessibe-pay-1-million","last_kept_copy":"data/sources/enforcement/kept/ftc-2025-04-accessibe-final/2026-11-03.html.gz","last_kept_sha256":"816bef6ce949b2ca20a608edb8e73ac9b3c7cd4f24e1d7916b8c180b30b56f90","related":null,"page":"https://jesseahawkins.com/rules/enforcement/ftc-accessibe/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"sec-saniger","agency":"SEC","party":"Albert Saniger","matter":"ai-claims","status":"charged","first_date":"2025-04-11","last_date":"2025-04-11","steps":"2025-04-11 charged","party_quote":"Albert Saniger, the founder and former CEO of Nate, Inc.","ai_quote":"by making false and misleading statements about the company’s use of artificial intelligence (“AI”)","claim_quote":"raising over $42 million through the sale of Nate stock by making false and misleading statements about the company’s use of artificial intelligence (“AI”)","docket":"No. 1:25-cv-02937 (S.D.N.Y.)","docket_quote":"Securities and Exchange Commission v. Albert Saniger, No. 1:25-cv-02937 (S.D.N.Y. filed Apr. 9, 2025)","last_step_quote":"On April 9, 2025, the Securities and Exchange Commission charged Albert Saniger","last_release_title":"SEC.gov | Alberto Saniger Mantinan, a/k/a Albert Saniger","last_release_url":"https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26282","last_kept_copy":"data/sources/enforcement/kept/sec-lr-26282-saniger/2026-11-03.html.gz","last_kept_sha256":"2ceee7eeda423b7b37caf5f487fef7387d252ee1b2afe8fa7b8620bf1e3b4bf7","related":"doj-saniger","page":"https://jesseahawkins.com/rules/enforcement/sec-saniger/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"doj-saniger","agency":"DOJ","party":"Albert Saniger","matter":"ai-claims","status":"charged","first_date":"2025-04-09","last_date":"2025-04-09","steps":"2025-04-09 charged","party_quote":"ALBERT SANIGER, the former Chief Executive Officer of Nate, Inc. (“nate”)","ai_quote":"by making false and misleading statements about nate’s use of proprietary AI technology and its operational capabilities","claim_quote":"with engaging in a scheme to defraud investors and prospective investors of nate by making false and misleading statements about nate’s use of proprietary AI technology and its operational capabilities","docket":null,"docket_quote":null,"last_step_quote":"announced today an Indictment charging ALBERT SANIGER","last_release_title":"Tech CEO Charged In Artificial Intelligence Investment Fraud Scheme","last_release_url":"https://www.justice.gov/usao-sdny/pr/tech-ceo-charged-artificial-intelligence-investment-fraud-scheme","last_kept_copy":"data/sources/enforcement/kept/doj-2025-04-saniger/2026-11-03.json.gz","last_kept_sha256":"2e0960c3e8773b4ecb4d0294d97bd56c9728f6f3055ec99453f5cd55a9a41019","related":"sec-saniger","page":"https://jesseahawkins.com/rules/enforcement/doj-saniger/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"ftc-donotpay","agency":"FTC","party":"DoNotPay","matter":"ai-claims","status":"settled","first_date":"2024-09-25","last_date":"2025-02-11","steps":"2024-09-25 proposed-settlement; 2025-02-11 settled","party_quote":"The FTC is taking action against DoNotPay","ai_quote":"a company that claimed to offer an AI service that was “the world’s first robot lawyer,”","claim_quote":"the product failed to live up to its lofty claims that the service could substitute for the expertise of a human lawyer","docket":null,"docket_quote":null,"last_step_quote":"The final order requires DoNotPay to pay $193,000 in monetary relief","last_release_title":"FTC Finalizes Order with DoNotPay That Prohibits Deceptive 'AI Lawyer' Claims, Imposes Monetary Relief, and Requires Notice to Past Subscribers","last_release_url":"https://www.ftc.gov/news-events/news/press-releases/2025/02/ftc-finalizes-order-donotpay-prohibits-deceptive-ai-lawyer-claims-imposes-monetary-relief-requires","last_kept_copy":"data/sources/enforcement/kept/ftc-2025-02-donotpay-final/2026-11-03.html.gz","last_kept_sha256":"b75c917f28dec4ba0a49c76d0e4a66129d9855fbd37933fe75c52fc435625173","related":null,"page":"https://jesseahawkins.com/rules/enforcement/ftc-donotpay/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"sec-presto","agency":"SEC","party":"Presto Automation Inc.","matter":"ai-claims","status":"settled","first_date":"2025-01-14","last_date":"2025-01-14","steps":"2025-01-14 settled","party_quote":"settled charges against Presto Automation Inc.","ai_quote":"for making materially false and misleading statements about critical aspects of its flagship artificial intelligence (AI) product, Presto Voice","claim_quote":"it falsely claimed that its own AI product eliminated the need for human order-taking","docket":"Administrative Proceeding File No. 3-22413","docket_quote":"ADMINISTRATIVE PROCEEDING File No. 3-22413","last_step_quote":"Without admitting or denying the SEC’s findings, Presto consented to a cease-and-desist order.","last_release_title":"SEC.gov | SEC Charges Restaurant-Technology Company Presto Automation for Misleading Statements About AI Product","last_release_url":"https://www.sec.gov/enforcement-litigation/administrative-proceedings/33-11352-s","last_kept_copy":"data/sources/enforcement/kept/sec-33-11352-presto/2026-11-03.html.gz","last_kept_sha256":"6a8f09fbd2a1b9bf97142ec0f1b0a4961df3228c07b825b51c6358145427bee1","related":null,"page":"https://jesseahawkins.com/rules/enforcement/sec-presto/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"ftc-intellivision","agency":"FTC","party":"IntelliVision Technologies Corp.","matter":"ai-claims","status":"proposed-settlement","first_date":"2024-12-03","last_date":"2024-12-03","steps":"2024-12-03 proposed-settlement","party_quote":"The Federal Trade Commission is taking action against IntelliVision Technologies Corp.","ai_quote":"its AI-powered facial recognition software was free of gender and racial bias","claim_quote":"for making false, misleading or unsubstantiated claims that its AI-powered facial recognition software was free of gender and racial bias","docket":null,"docket_quote":null,"last_step_quote":"Under a proposed consent order settling the FTC’s allegations, IntelliVision will be prohibited from misrepresenting the accuracy and efficacy of its facial recognition software","last_release_title":"FTC Takes Action Against IntelliVision Technologies for Deceptive Claims About its Facial Recognition Software","last_release_url":"https://www.ftc.gov/news-events/news/press-releases/2024/12/ftc-takes-action-against-intellivision-technologies-deceptive-claims-about-its-facial-recognition","last_kept_copy":"data/sources/enforcement/kept/ftc-2024-12-intellivision/2026-11-03.html.gz","last_kept_sha256":"a5114f1278cab1696b755b1adb6e32135e1424fa730d9ca21cf660260193d1d0","related":null,"page":"https://jesseahawkins.com/rules/enforcement/ftc-intellivision/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"ftc-evolv","agency":"FTC","party":"Evolv Technologies","matter":"ai-claims","status":"proposed-settlement","first_date":"2024-11-26","last_date":"2024-11-26","steps":"2024-11-26 proposed-settlement","party_quote":"The Federal Trade Commission is taking action against Evolv Technologies","ai_quote":"the company made false claims about the extent to which its AI-powered security screening system can detect weapons and ignore harmless personal items, including in school settings","claim_quote":"the company made false claims about the extent to which its AI-powered security screening system can detect weapons and ignore harmless personal items, including in school settings","docket":null,"docket_quote":null,"last_step_quote":"The Commission vote authorizing the staff to file the complaint and stipulated order was 5-0.","last_release_title":"FTC Takes Action Against Evolv Technologies for Deceiving Users About its AI-Powered Security Screening Systems","last_release_url":"https://www.ftc.gov/news-events/news/press-releases/2024/11/ftc-takes-action-against-evolv-technologies-deceiving-users-about-its-ai-powered-security-screening","last_kept_copy":"data/sources/enforcement/kept/ftc-2024-11-evolv/2026-11-03.html.gz","last_kept_sha256":"01cbf29024e2efbe9647fabe73e470a753581c53accb32402094773fd4ffcbd2","related":null,"page":"https://jesseahawkins.com/rules/enforcement/ftc-evolv/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"doj-smith-griffin","agency":"DOJ","party":"Joanna Smith-Griffin","matter":"ai-claims","status":"charged","first_date":"2024-11-19","last_date":"2024-11-19","steps":"2024-11-19 charged","party_quote":"JOANNA SMITH-GRIFFIN","ai_quote":"AllHere Education, Inc., the startup artificial intelligence education technology company she founded","claim_quote":"with securities fraud, wire fraud, and aggravated identity theft in connection with defrauding investors in AllHere Education, Inc.","docket":null,"docket_quote":null,"last_step_quote":"announced today the unsealing of an Indictment charging JOANNA SMITH-GRIFFIN","last_release_title":"CEO Of Artificial Intelligence Startup Company Charged With Defrauding Investors","last_release_url":"https://www.justice.gov/usao-sdny/pr/ceo-artificial-intelligence-startup-company-charged-defrauding-investors","last_kept_copy":"data/sources/enforcement/kept/doj-2024-11-ai-startup/2026-11-03.json.gz","last_kept_sha256":"29c9e01b539885072b34cdf872f8b0caf20aedd5fa1d1fcc874024a8801f739f","related":null,"page":"https://jesseahawkins.com/rules/enforcement/doj-smith-griffin/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"sec-rimar","agency":"SEC","party":"Rimar Capital USA, Inc., Rimar Capital, LLC, Itai Liptz and Clifford Boro","matter":"ai-claims","status":"settled","first_date":"2024-10-10","last_date":"2024-10-10","steps":"2024-10-10 settled","party_quote":"Rimar Capital USA, Inc. (Rimar USA), Rimar Capital, LLC (Rimar LLC), Itai Liptz, and Clifford Boro","ai_quote":"for making false and misleading statements about Rimar LLC’s purported use of artificial intelligence, or AI, to perform automated trading for client accounts","claim_quote":"an investment adviser that was falsely described as having an AI-driven platform for trading securities","docket":null,"docket_quote":null,"last_step_quote":"The parties agreed to settle the SEC’s charges and pay $310,000 in total civil penalties.","last_release_title":"SEC.gov | SEC Charges Rimar Capital Entities and Owner Itai Liptz for Defrauding Investors by Making False and Misleading Statements About Use of Artificial Intelligence","last_release_url":"https://www.sec.gov/newsroom/press-releases/2024-167","last_kept_copy":"data/sources/enforcement/kept/sec-2024-167-rimar/2026-11-03.html.gz","last_kept_sha256":"2e2c5cb17dbac97136d03db27647c03c851acbfdd0fc3d249efb3f5a39407132","related":null,"page":"https://jesseahawkins.com/rules/enforcement/sec-rimar/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"fcc-kramer","agency":"FCC","party":"Steve Kramer","matter":"ai-use","status":"penalty","first_date":"2024-05-23","last_date":"2024-09-26","steps":"2024-05-23 charged; 2024-09-26 penalty","party_quote":"In the Matter of)) File No.: EB-TCD-24-00036094 Steve Kramer)","ai_quote":"generative artificial intelligence (AI) voice message that imitated U.S. President Joseph R. Biden, Jr.’s voice and encouraged potential voters not to vote in the upcoming Primary Election","claim_quote":"for perpetrating an illegal robocall campaign targeting potential New Hampshire voters two days before the state’s 2024 Democratic Presidential Primary Election (Primary Election) in apparent violation of the Truth in Caller ID Act of 2009","docket":"File No. EB-TCD-24-00036094","docket_quote":"File No.: EB-TCD-24-00036094","last_step_quote":"We impose a penalty of $6,000,000 against Steve Kramer (Kramer)","last_release_title":"Forfeiture Order, In the Matter of Steve Kramer (FCC 24-104)","last_release_url":"https://docs.fcc.gov/public/attachments/FCC-24-104A1.pdf","last_kept_copy":"data/sources/enforcement/kept/fcc-24-104-kramer-fo/2026-11-03.txt.gz","last_kept_sha256":"6e689d5db835321463da6cd312a8c202a653c22893a21c1a08f50561bf69d45b","related":"fcc-lingo","page":"https://jesseahawkins.com/rules/enforcement/fcc-kramer/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"ftc-ascend-ecom","agency":"FTC","party":"Ascend Ecom","matter":"ai-claims","status":"court-order","first_date":"2024-09-25","last_date":"2024-09-25","steps":"2024-09-25 court-order","party_quote":"The scheme is run by William Basta and Kenneth Leung","ai_quote":"falsely claimed its “cutting edge” AI-powered tools would help consumers quickly earn thousands of dollars a month in passive income by opening online storefronts","claim_quote":"the scheme has defrauded consumers of at least $25 million","docket":null,"docket_quote":null,"last_step_quote":"As a result of the FTC’s complaint, a federal court issued an order temporarily halting the scheme and putting it under the control of a receiver. The FTC’s case against the scheme is ongoing and will be decided by a federal court. The Commission vote authorizing the staff to file the complaint was 5-0.","last_release_title":"FTC Announces Crackdown on Deceptive AI Claims and Schemes","last_release_url":"https://www.ftc.gov/news-events/news/press-releases/2024/09/ftc-announces-crackdown-deceptive-ai-claims-schemes","last_kept_copy":"data/sources/enforcement/kept/ftc-2024-09-ai-comply/2026-11-03.html.gz","last_kept_sha256":"8cdde948b05e4d87db59b2b1823d2e1dabcb3c984707f296efe11dcec7a9e937","related":null,"page":"https://jesseahawkins.com/rules/enforcement/ftc-ascend-ecom/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"ftc-ecommerce-empire-builders","agency":"FTC","party":"Ecommerce Empire Builders","matter":"ai-claims","status":"court-order","first_date":"2024-09-25","last_date":"2024-09-25","steps":"2024-09-25 court-order","party_quote":"The scheme, known as Ecommerce Empire Builders (EEB)","ai_quote":"falsely claiming to help consumers build an “AI-powered Ecommerce Empire”","claim_quote":"In social media ads, EEB claims that its clients can make $10,000 monthly, but the FTC’s complaint alleges that the company has no evidence to back up those claims.","docket":null,"docket_quote":null,"last_step_quote":"As a result of the FTC’s complaint, a federal court issued an order temporarily halting the scheme and putting it under the control of a receiver. The FTC’s case against the scheme is ongoing and will be decided by a federal court. The Commission vote authorizing the staff to file the complaint against Prusinowski and his company was 5-0.","last_release_title":"FTC Announces Crackdown on Deceptive AI Claims and Schemes","last_release_url":"https://www.ftc.gov/news-events/news/press-releases/2024/09/ftc-announces-crackdown-deceptive-ai-claims-schemes","last_kept_copy":"data/sources/enforcement/kept/ftc-2024-09-ai-comply/2026-11-03.html.gz","last_kept_sha256":"8cdde948b05e4d87db59b2b1823d2e1dabcb3c984707f296efe11dcec7a9e937","related":null,"page":"https://jesseahawkins.com/rules/enforcement/ftc-ecommerce-empire-builders/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"fcc-lingo","agency":"FCC","party":"Lingo Telecom, LLC","matter":"ai-use","status":"settled","first_date":"2024-05-23","last_date":"2024-08-21","steps":"2024-05-23 charged; 2024-08-21 settled","party_quote":"Lingo Telecom, LLC (Lingo or Company)","ai_quote":"generative artificial intelligence (AI) voice message purporting to be from the president of the United States","claim_quote":"for applying incorrect Secure Telephone Identity Revisited and Signature-based Handling of Asserted information using toKENs (STIR/SHAKEN) attestations in apparent violation of section 64.6301(a) of the Commission’s rules","docket":"File No. EB-TCD-24-00036425","docket_quote":"File No.: EB-TCD-24-00036425","last_step_quote":"To resolve this matter, Lingo Telecom agrees to implement a robust compliance plan and pay a $1,000,000 civil penalty.","last_release_title":"Order and Consent Decree, In the Matter of Lingo Telecom, LLC (DA 24-790)","last_release_url":"https://docs.fcc.gov/public/attachments/DA-24-790A1.pdf","last_kept_copy":"data/sources/enforcement/kept/fcc-da-24-790-lingo/2026-11-03.txt.gz","last_kept_sha256":"6ca6263191fcbd9fd9fceacecd04dded9abe3f9bacfb92fe1c5f0472d79ea6f7","related":"fcc-kramer","page":"https://jesseahawkins.com/rules/enforcement/fcc-lingo/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"ftc-ngl-labs","agency":"FTC","party":"NGL Labs, LLC","matter":"ai-claims","status":"proposed-settlement","first_date":"2024-07-09","last_date":"2024-07-09","steps":"2024-07-09 proposed-settlement","party_quote":"NGL Labs, LLC and two of its co-founders, Raj Vir and Joao Figueiredo","ai_quote":"they also falsely claimed that its AI content moderation program filtered out cyberbullying and other harmful messages","claim_quote":"they also falsely claimed that its AI content moderation program filtered out cyberbullying and other harmful messages","docket":null,"docket_quote":null,"last_step_quote":"The defendants will pay $5 million to settle the lawsuit","last_release_title":"FTC Order Will Ban NGL Labs and its Founders from Offering Anonymous Messaging Apps to Kids Under 18 and Halt Deceptive Claims Around AI Content Moderation","last_release_url":"https://www.ftc.gov/news-events/news/press-releases/2024/07/ftc-order-will-ban-ngl-labs-its-founders-offering-anonymous-messaging-apps-kids-under-18-halt","last_kept_copy":"data/sources/enforcement/kept/ftc-2024-07-ngl/2026-11-03.html.gz","last_kept_sha256":"aceb7acb547c0fa0dd3b52c928dafbcce974d0cc3dd64f9b2d95f020641acca5","related":null,"page":"https://jesseahawkins.com/rules/enforcement/ftc-ngl-labs/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"sec-raz","agency":"SEC","party":"Ilit Raz","matter":"ai-claims","status":"charged","first_date":"2024-06-11","last_date":"2024-06-11","steps":"2024-06-11 charged","party_quote":"Ilit Raz, CEO and founder of the now-shuttered artificial intelligence recruitment startup Joonko","ai_quote":"Joonko claimed to use artificial intelligence to help clients find diverse and underrepresented candidates to fulfill their diversity, equity, and inclusion hiring goals","claim_quote":"defrauding investors of at least $21 million by making false and misleading statements about the quantity and quality of Joonko’s customers, the number of candidates on its platform, and the company’s revenue","docket":null,"docket_quote":null,"last_step_quote":"The Securities and Exchange Commission today charged Ilit Raz","last_release_title":"SEC.gov | SEC Charges Founder of AI Hiring Startup Joonko with Fraud","last_release_url":"https://www.sec.gov/newsroom/press-releases/2024-70","last_kept_copy":"data/sources/enforcement/kept/sec-2024-70-raz/2026-11-03.html.gz","last_kept_sha256":"f86cd46babec8cd7e8430bb40cbdc84caa2045925c6c66e5a269bbab03dc5309","related":"doj-raz","page":"https://jesseahawkins.com/rules/enforcement/sec-raz/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"sec-brackett","agency":"SEC","party":"Michael Brackett","matter":"ai-claims","status":"charged","first_date":"2024-04-19","last_date":"2024-04-19","steps":"2024-04-19 charged","party_quote":"Michael Brackett (\"Brackett\"), the founder and CEO of purported artificial intelligence start-up Centricity, Inc.","ai_quote":"the founder and CEO of purported artificial intelligence start-up Centricity, Inc.","claim_quote":"Brackett raised $2.8 million from seven investors by making fraudulent misrepresentations about Centricity's customers and revenue as well as Brackett's own educational and employment background","docket":"No. 24-cv-2965 (S.D.N.Y.)","docket_quote":"Securities and Exchange Commission v. Michael Brackett, No. 24-cv-2965 (S.D.N.Y. filed April 19, 2024)","last_step_quote":"The Securities and Exchange Commission filed charges today against Michael Brackett","last_release_title":"SEC.gov | Michael Brackett","last_release_url":"https://www.sec.gov/litigation/litreleases/lr-25980","last_kept_copy":"data/sources/enforcement/kept/sec-lr-25980-brackett/2026-11-03.html.gz","last_kept_sha256":"06815b0a030c6232570d438965887ce46b08f57d91bdfa4c481fda0371559a8c","related":"doj-brackett","page":"https://jesseahawkins.com/rules/enforcement/sec-brackett/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"sec-delphia","agency":"SEC","party":"Delphia (USA) Inc.","matter":"ai-claims","status":"settled","first_date":"2024-03-18","last_date":"2024-03-18","steps":"2024-03-18 settled","party_quote":"Delphia (USA) Inc.","ai_quote":"regarding its purported use of AI and machine learning that incorporated client data in its investment process","claim_quote":"The order finds that these statements were false and misleading because Delphia did not in fact have the AI and machine learning capabilities that it claimed.","docket":null,"docket_quote":null,"last_step_quote":"Delphia agreed to pay a civil penalty of $225,000","last_release_title":"SEC.gov | SEC Charges Two Investment Advisers with Making False and Misleading Statements About Their Use of Artificial Intelligence","last_release_url":"https://www.sec.gov/newsroom/press-releases/2024-36","last_kept_copy":"data/sources/enforcement/kept/sec-2024-36-delphia/2026-11-03.html.gz","last_kept_sha256":"7ce2721a5cc56c99e297505dd6eae1245097a7feb055a548d174f4b8f4806afd","related":"sec-global-predictions","page":"https://jesseahawkins.com/rules/enforcement/sec-delphia/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"sec-global-predictions","agency":"SEC","party":"Global Predictions Inc.","matter":"ai-claims","status":"settled","first_date":"2024-03-18","last_date":"2024-03-18","steps":"2024-03-18 settled","party_quote":"Global Predictions Inc.","ai_quote":"the firm falsely claimed to be the “first regulated AI financial advisor” and misrepresented that its platform provided “[e]xpert AI-driven forecasts.”","claim_quote":"the San Francisco-based firm made false and misleading claims in 2023 on its website and on social media about its purported use of AI","docket":null,"docket_quote":null,"last_step_quote":"Global Predictions agreed to pay a civil penalty of $175,000","last_release_title":"SEC.gov | SEC Charges Two Investment Advisers with Making False and Misleading Statements About Their Use of Artificial Intelligence","last_release_url":"https://www.sec.gov/newsroom/press-releases/2024-36","last_kept_copy":"data/sources/enforcement/kept/sec-2024-36-delphia/2026-11-03.html.gz","last_kept_sha256":"7ce2721a5cc56c99e297505dd6eae1245097a7feb055a548d174f4b8f4806afd","related":"sec-delphia","page":"https://jesseahawkins.com/rules/enforcement/sec-global-predictions/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"doj-ding","agency":"DOJ","party":"Linwei Ding","matter":"ai-technology","status":"charged","first_date":"2024-03-06","last_date":"2024-03-06","steps":"2024-03-06 charged","party_quote":"Linwei Ding, aka Leon Ding","ai_quote":"proprietary information related to artificial intelligence (AI) technology","claim_quote":"charging him with four counts of theft of trade secrets in connection with an alleged plan to steal from Google LLC (Google) proprietary information related to artificial intelligence (AI) technology","docket":null,"docket_quote":null,"last_step_quote":"A federal grand jury indicted Linwei Ding, aka Leon Ding","last_release_title":"Chinese National Residing In California Arrested For Theft Of Artificial Intelligence-Related Trade Secrets From Google","last_release_url":"https://www.justice.gov/usao-ndca/pr/chinese-national-residing-california-arrested-theft-artificial-intelligence-related","last_kept_copy":"data/sources/enforcement/kept/doj-2024-03-google-secrets/2026-11-03.json.gz","last_kept_sha256":"819ec3ae89ad3228be137d8fa63f8586e421c4417afc23c1a2ae53dcc084cf23","related":null,"page":"https://jesseahawkins.com/rules/enforcement/doj-ding/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"sec-sewell","agency":"SEC","party":"Brian Sewell and Rockwell Capital Management","matter":"ai-claims","status":"settled","first_date":"2024-02-02","last_date":"2024-02-02","steps":"2024-02-02 settled","party_quote":"Brian Sewell and his company, Rockwell Capital Management","ai_quote":"which would use cutting-edge technologies like artificial intelligence and trading strategies involving crypto assets to generate returns for investors","claim_quote":"The SEC alleges that the fraudulent scheme cost 15 students $1.2 million.","docket":null,"docket_quote":null,"last_step_quote":"Brian Sewell and his company, Rockwell Capital Management, agreed to settle fraud charges","last_release_title":"SEC.gov | SEC Charges Founder of American Bitcoin Academy Online Crypto Course with Fraud Targeting Students","last_release_url":"https://www.sec.gov/newsroom/press-releases/2024-13","last_kept_copy":"data/sources/enforcement/kept/sec-2024-13-sewell/2026-11-03.html.gz","last_kept_sha256":"6cf8ea61360263ff103b2f8c5b837b8c224a22d7808381a3a5063f9f0bde363d","related":null,"page":"https://jesseahawkins.com/rules/enforcement/sec-sewell/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"ftc-rite-aid","agency":"FTC","party":"Rite Aid","matter":"ai-use","status":"proposed-settlement","first_date":"2023-12-19","last_date":"2023-12-19","steps":"2023-12-19 proposed-settlement","party_quote":"Rite Aid will be prohibited from using facial recognition technology for surveillance purposes for five years","ai_quote":"Rite Aid deployed artificial intelligence-based facial recognition technology in order to identify customers who may have been engaged in shoplifting","claim_quote":"the retailer failed to implement reasonable procedures and prevent harm to consumers in its use of facial recognition technology in hundreds of stores","docket":null,"docket_quote":null,"last_step_quote":"Rite Aid will be prohibited from using facial recognition technology for surveillance purposes for five years to settle Federal Trade Commission charges","last_release_title":"Rite Aid Banned from Using AI Facial Recognition After FTC Says Retailer Deployed Technology without Reasonable Safeguards","last_release_url":"https://www.ftc.gov/news-events/news/press-releases/2023/12/rite-aid-banned-using-ai-facial-recognition-after-ftc-says-retailer-deployed-technology-without","last_kept_copy":"data/sources/enforcement/kept/ftc-2023-12-rite-aid/2026-11-03.html.gz","last_kept_sha256":"e22b33c971f6ecc037939e96e939a961564befd11826ff28afaf2c0c40da410e","related":null,"page":"https://jesseahawkins.com/rules/enforcement/ftc-rite-aid/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"ftc-automators-ai","agency":"FTC","party":"Automators AI","matter":"ai-claims","status":"court-order","first_date":"2023-08-22","last_date":"2023-08-22","steps":"2023-08-22 court-order","party_quote":"through their companies Automators AI, Empire Ecommerce and Onyx Distribution","ai_quote":"The operators of Automators also claimed to use artificial intelligence to ensure success and profitability for consumers who agreed to invest with Automators.","claim_quote":"a business opportunity scheme that lured consumers to invest $22 million in online stores, using unfounded claims about income and profits","docket":null,"docket_quote":null,"last_step_quote":"As a result of a Federal Trade Commission lawsuit, a federal court has temporarily shut down a business opportunity scheme","last_release_title":"FTC Action Stops Business Opportunity Scheme That Promised Its AI-Boosted Tools Would Power High Earnings Through Online Stores","last_release_url":"https://www.ftc.gov/news-events/news/press-releases/2023/08/ftc-action-stops-business-opportunity-scheme-promised-its-ai-boosted-tools-would-power-high-earnings","last_kept_copy":"data/sources/enforcement/kept/ftc-2023-08-automators-ai/2026-11-03.html.gz","last_kept_sha256":"53059459d3248dee06ccbbabacac7278d73a4d6dd31f074568cc77ce523bc473","related":null,"page":"https://jesseahawkins.com/rules/enforcement/ftc-automators-ai/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"doj-brackett","agency":"DOJ","party":"Michael Brackett","matter":"ai-claims","status":"charged","first_date":"2023-08-15","last_date":"2023-08-15","steps":"2023-08-15 charged","party_quote":"MICHAEL BRACKETT","ai_quote":"According to public statements, Centricity used artificial intelligence algorithms","claim_quote":"persuaded a victim to invest $500,000 in the company by sending a falsified customer list that included grossly inflated revenue numbers","docket":null,"docket_quote":null,"last_step_quote":"announced the unsealing of an Indictment charging MICHAEL BRACKETT","last_release_title":"Founder Of Artificial Intelligence Start-Up Charged With Fraud","last_release_url":"https://www.justice.gov/usao-sdny/pr/founder-artificial-intelligence-start-charged-fraud","last_kept_copy":"data/sources/enforcement/kept/doj-2023-08-ai-start-up/2026-11-03.json.gz","last_kept_sha256":"98851e4062d779dd4877b5b0e255095f51fe418bae3cf1530c66c2b4e252bf8e","related":"sec-brackett","page":"https://jesseahawkins.com/rules/enforcement/doj-brackett/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."},{"id":"doj-shamim","agency":"DOJ","party":"Shaukat Shamim","matter":"ai-claims","status":"charged","first_date":"2020-07-20","last_date":"2020-07-20","steps":"2020-07-20 charged","party_quote":"Shaukat Shamim","ai_quote":"venture capital funding for an artificial intelligence company","claim_quote":"by making false and misleading statements about the company’s technology and its revenue","docket":null,"docket_quote":null,"last_step_quote":"A criminal complaint was unsealed today in federal court","last_release_title":"Santa Clara Man Charged With Running Bogus Artificial Intelligence Investment Fraud Scheme","last_release_url":"https://www.justice.gov/usao-ndca/pr/santa-clara-man-charged-running-bogus-artificial-intelligence-investment-fraud-scheme","last_kept_copy":"data/sources/enforcement/kept/doj-2020-07-shamim/2026-11-03.json.gz","last_kept_sha256":"7e6e8cfdc1030be802286b368b9888166839b55a416f34be3d42ae7fc74ddc8d","related":null,"page":"https://jesseahawkins.com/rules/enforcement/doj-shamim/","license":"US federal government work; quoted from the agency’s release, with a link to it","notice":"This page is a factual record of what each agency’s own release says, quoted from a kept copy. A charge is an allegation, and a person charged is presumed innocent until proven guilty. A settlement does not always admit the facts. The status is the one in the newest kept release, and a later step can be missing. It is not legal advice."}]}